Tuesday, 11 June 2013

US exchange fined $6m for regulatory oversight failures



The Securities and Exchange Commission (SEC) has levied the first fine on a US exchange for failures of regulatory oversight. The Chicago Board Options Exchange (CBOE) has agreed to pay $6m (£3.8m) to settle the SEC's charges that it failed in its duty to enforce trading rules. via Pocket http://www.bbc.co.uk/news/business-22866140#sa-ns_mchannel=rss&ns_source=PublicRSS20-sa

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